Broker / Dealer, FINRA Arbitrations Investigations

Our FINRA Securities Arbitration Attorneys are actively involved in arbitration cases on behalf of defrauded investors in numerous broker/dealer misconduct arbitration claims. If you feel your broker has breached his fiduciary duty or engaged in other misconduct, please contact our office for a free consultation. Our experienced FINRA arbitration claims department lawyers have more than 33 years of experience in securities law will look at your information and evaluate your case with no cost or obligation to you. Let our experience help you, contact us today for a FREE case evaluation.

Current FINRA Arbitration Investigations:

WageWorks, Inc. [NYSE: WAGE]; based in San Mateo, California; incorporated in Delaware Deadline: 05/08/2018 Case #: 18-cv-1523 Court: USDC, Northern ...
Read More
Ubiquiti Networks, Inc. [NASDAQ: UBNT]; based in New York, New York; incorporated in Delaware Deadline: 04/23/2018 Case #: 18-cv-1620 Court: ...
Read More
Obalon Therapeutics, Inc. [NASDAQ: OBLN]; based in Carlsbad, California; incorporated in Delaware Deadline: 04/16/2018 Case #: 18-cv-352 Court: USDC, Southern ...
Read More
Aflac Incorporated [NYSE: AFL]; based in Columbus, Georgia; incorporated in Georgia Deadline: 04/16/2018 Case #: 18-cv-31 Court: USDC, Middle District ...
Read More
Ulta Beauty, Inc. [NASDAQ: ULTA]; based in Bolingbrook, Illinois; incorporated in Delaware Deadline: 05/01/2018 Case #: 18-cv-1577 Court: USDC, Southern ...
Read More